SEC Form 4 · accession 0001224295-16-000006
WHIRLPOOL CORP /DE/ · WHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff M Fettig
Officer — CHAIRMAN AND CEO · Director
Period of report
Feb 20, 2016
Accepted (ET)
Feb 22, 2016 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2016 | M | 46,080 | — | A | 46,080 | D | |
| Common Stock | Feb 20, 2016 | F | 20,262 | $142.91 | D | 25,818 | D | |
| Common StockF2 | Feb 20, 2016 | M | 10,411 | — | A | 36,229 | D | |
| Common Stock | Feb 20, 2016 | F | 4,809 | $142.91 | D | 31,420 | D | |
| Common Stock | Feb 18, 2016 | G | 1,200 | $0.00 | D | 7,636 | I | By trust for reporting person and spouse |
| Common Stock | holding | — | — | — | 115,000 | I | By September 28, 2015 GRAT | |
| Common Stock | holding | — | — | — | 75,500 | I | By July 20, 2014 GRAT | |
| Common Stock | holding | — | — | — | 69,748 | I | By trust for immediate family members | |
| Common Stock | holding | — | — | — | 7,453 | I | 401(k) Stock Fund |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 20, 2016 | M | 46,080 | D | — | — | Common | 46,080 | 0 | D |
| Restricted Stock UnitsF2 | — | Feb 20, 2016 | M | 10,411 | D | — | — | Common | 10,411 | 0 | D |
Explanation of responses
- F1Vesting of performance-based restricted stock unit award for the 2013-2015 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- F2Vesting of performance-based restricted stock unit award for the 2013-2015 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.