SEC Form 4 · accession 0001191102-15-000005
WHIRLPOOL CORP /DE/ · WHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David T Szczupak
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Dec 15, 2015
Accepted (ET)
Dec 17, 2015 · 9:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2015 | G | 8,732 | $0.00 | D | 0 | D | |
| Common StockF1 | Feb 27, 2015 | G | 8,732 | $0.00 | A | 30,781 | I | By trust for reporting person |
| Common StockF2 | Dec 15, 2015 | M | 57 | — | A | 57 | D | |
| Common Stock | Dec 15, 2015 | F | 57 | $145.04 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Dec 15, 2015 | M | 57 | D | — | — | Common | 57 | 1,654 | D |
Explanation of responses
- F1Includes shares previously held pursuant to a broker-administered dividend reinvestment plan.
- F2Shares withheld to satisfy FICA and Medicare taxes due in the year that reporting person reaches regular retirement eligibility. Each remaining restricted stock unit represents the right to receive one share of common stock. Restricted stock units were granted on February 16, 2015 and will vest and convert one-for-one to shares as follows: one-third on 02/16/2016; one-third on 02/16/2017; and one-third on 02/16/2018.