SEC Form 4 · accession 0001191102-15-000004
WHIRLPOOL CORP /DE/ · WHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David T Szczupak
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 9:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2015 | M | 1,320 | — | A | 2,514 | D | |
| Common Stock | Feb 20, 2015 | F | 386 | $213.27 | D | 2,128 | D | |
| Common StockF2 | Feb 20, 2015 | M | 5,000 | — | A | 7,128 | D | |
| Common Stock | Feb 20, 2015 | F | 2,310 | $213.27 | D | 4,818 | D | |
| Common StockF3 | Feb 20, 2015 | A | 6,817 | — | A | 11,635 | D | |
| Common Stock | Feb 20, 2015 | F | 2,903 | $213.27 | D | 8,732 | D | |
| Common Stock | Feb 24, 2015 | S | 615 | $214.0249 | D | 24,585 | I | By trust for reporting person |
| Common Stock | Feb 24, 2015 | S | 300 | $214.0583 | D | 24,285 | I | By trust for reporting person |
| Common Stock | Feb 24, 2015 | S | 3,085 | $214.09 | D | 21,200 | I | By trust for reporting person |
| Common StockF4 | holding | — | — | — | 811 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 20, 2015 | M | 1,320 | D | — | — | Common | 1,320 | 0 | D |
| Restricted Stock UnitsF2 | — | Feb 20, 2015 | M | 5,000 | D | — | — | Common | 5,000 | 0 | D |
Explanation of responses
- F1Vesting of remaining restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- F2Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- F3Vesting of performance-based restricted stock unit award for the 2012-2014 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- F4As of 12/15/2014, the latest date for which information is reasonably available, there are 810.632 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.