SEC Form 4 · accession 0001191102-15-000003
WHIRLPOOL CORP /DE/ · WHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David T Szczupak
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Feb 18, 2015
Accepted (ET)
Feb 20, 2015 · 2:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2015 | M | 894 | — | A | 1,455 | D | |
| Common Stock | Feb 18, 2015 | F | 261 | $212.55 | D | 1,194 | D | |
| Common Stock | holding | — | — | — | 25,200 | I | By trust for reporting person | |
| Common StockF2 | holding | — | — | — | 811 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 18, 2015 | M | 894 | D | — | — | Common | 894 | 894 | D |
Explanation of responses
- F1Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 02/18/2016.
- F2As of 12/15/2014, the latest date for which information is reasonably available, there are 810.632 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.