SEC Form 4 · accession 0001184987-18-000004
WHIRLPOOL CORP /DE/ · WHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary T Dicamillo
Director
Period of report
Jan 29, 2018
Accepted (ET)
Jan 31, 2018 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 29, 2018 | M | 600 | $50.92 | A | 5,400 | D | |
| Common Stock | Jan 29, 2018 | F | 164 | $185.97 | D | 5,236 | D | |
| Common Stock | Jan 29, 2018 | M | 1,258 | $81.75 | A | 6,494 | D | |
| Common Stock | Jan 29, 2018 | F | 553 | $185.97 | D | 5,941 | D | |
| Common StockF3 | holding | — | — | — | 1,470 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $50.92 | Jan 29, 2018 | M | 600 | D | Apr 28, 1998 | Apr 28, 2018 | Common | 600 | 0 | D |
| Employee Stock Option (Right to Buy) | $81.75 | Jan 29, 2018 | M | 1,258 | D | Apr 15, 2008 | Apr 15, 2018 | Common | 1,258 | 0 | D |
Explanation of responses
- F1Exercise of 600 options awarded on 04/28/1998 at the option price of $50.92, turning in 164 shares of already-owned stock. All shares were currently exercisable and would have expired on 04/28/2018.
- F2Exercise of 1,258 options awarded on 04/15/2008 at the option price of $81.75, turning in 553 shares of already-owned stock. All shares were currently exercisable and would have expired on 04/15/2018.
- F3As of 12/31/17, the latest date for which information is reasonably available, there are 1,469.6657 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.