SEC Form 4 · accession 0000899243-18-029026
WHIRLPOOL CORP /DE/ · WHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff M Fettig
Officer — Chairman of the Board · Director
Period of report
Nov 13, 2018
Accepted (ET)
Nov 15, 2018 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2018 | G | 4,311 | $0.00 | D | 0 | D | |
| Common Stock | Mar 7, 2018 | G | 4,311 | $0.00 | A | 10,328 | I | By trust for reporting person |
| Common Stock | Mar 27, 2018 | G | 17,900 | $0.00 | D | 17,900 | I | By 3/16/2016 GRAT |
| Common Stock | Mar 27, 2018 | G | 17,900 | $0.00 | A | 28,228 | I | By trust for reporting person and spouse |
| Common Stock | Apr 2, 2018 | G | 28,000 | $0.00 | D | 228 | I | By trust for reporting person and spouse |
| Common Stock | Apr 2, 2018 | G | 28,000 | $0.00 | A | 28,000 | I | By 4/02/2018 GRAT |
| Common Stock | May 15, 2018 | G | 190 | $0.00 | D | 38 | I | By trust for reporting person and spouse |
| Common Stock | Nov 1, 2018 | G | 71,862 | $0.00 | D | 38,138 | I | By 11/01/2017 GRAT |
| Common Stock | Nov 1, 2018 | G | 71,862 | $0.00 | A | 71,900 | I | By trust for reporting person and spouse |
| Common Stock | Nov 1, 2018 | G | 56,974 | $0.00 | D | 0 | I | By 10/27/2016 GRAT |
| Common Stock | Nov 1, 2018 | G | 56,974 | $0.00 | D | 128,874 | I | By trust for reporting person and spouse |
| Common Stock | Nov 13, 2018 | M | 300,000 | $31.82 | A | 300,000 | D | |
| Common Stock | Nov 13, 2018 | F | 95,212 | $116.95 | D | 204,788 | D | |
| Common Stock | Nov 13, 2018 | F | 81,625 | $116.95 | D | 47,249 | I | By trust for reporting person and spouse |
| Common Stock | holding | — | — | — | 7,981 | I | 401(k) Stock Fund |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $31.82 | Nov 13, 2018 | M | 300,000 | D | — | Feb 16, 2019 | Common Stock | 300,000 | 0 | D |
Explanation of responses
- F1Mr. Fettig exercised an employee stock option that was due to expire on February 16, 2019 resulting in his net acquisition of 123,163 shares.
- F2Shares withheld for taxes.
- F3Shares tendered by attestation in payment of the exercise price.
- F4Options vested and became exercisable as follows: one third on 2/16/2010; One third on 02/16/2011; one third on 02/16/2012.