SEC Form 4 · accession 0000106640-19-000036

· WHR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice President and Controller

Period of report

Feb 19, 2019

Accepted (ET)

Feb 21, 2019 · 5:01 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000106640

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Feb 19, 2019	M	219	$0.00	A	9,367	D
Common Stock	Feb 19, 2019	F	65	$141.55	D	9,302	D
Common Stock	Feb 20, 2019	M	198	$0.00	A	9,500	D
Common Stock^F3	Feb 20, 2019	F	58	$142.70	D	9,442	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1	—	Feb 19, 2019	M	219	D	Feb 19, 2019	—	Common Stock	219	424	D
Restricted Stock Units^F2	—	Feb 20, 2019	M	198	D	Feb 20, 2019	—	Common Stock	198	198	D

F1Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-half on 2/19/2020 and one-half on 2/19/2021.
F2Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one on 2/20/2020.
F3As of 12/31/2018, the latest date for which information is reasonably available, there are 521.22 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan, which shares are included in this total.