SEC Form 4 · accession 0000106640-19-000032
WHIRLPOOL CORP /DE/ · WHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joao Carlos Brega
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2019 | M | 418 | $0.00 | A | 24,077 | D | |
| Common Stock | Feb 20, 2019 | M | 389 | $0.00 | A | 24,466 | D | |
| CommonF3 | holding | — | — | — | 1,964 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 19, 2019 | M | 418 | D | — | — | Common Stock | 418 | 808 | D |
| Restricted Stock UnitsF2 | — | Feb 20, 2019 | M | 389 | D | — | — | Common Stock | 389 | 389 | D |
Explanation of responses
- F1Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-half on 2/19/2020; and one-half on 2/19/2021.
- F2Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 2/20/2020.
- F3As of 12/31/2018, the latest date for which information is reasonably available, there are 1,963.56 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.