SEC Form 4 · accession 0000106640-19-000026
WHIRLPOOL CORP /DE/ · WHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joao Carlos Brega
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2019 | M | 377 | — | A | 22,814 | D | |
| Common StockF2 | Feb 18, 2019 | M | 845 | — | A | 23,659 | D | |
| CommonF3 | holding | — | — | — | 1,964 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 15, 2019 | M | 377 | D | — | — | Common Stock | 377 | 0 | D |
| Restricted Stock UnitsF2 | — | Feb 18, 2019 | M | 845 | D | — | — | Common Stock | 845 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $139.36 | Feb 18, 2019 | A | 9,869 | A | — | Feb 18, 2029 | Common Stock | 9,869 | 9,869 | D |
Explanation of responses
- F1Vesting of restricted stock unit made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- F2Vesting of performance-based restricted stock unit award for the 2016-2018 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- F3As of 12/31/2018, the latest date for which information is reasonably available, there are 1,963,56 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.
- F4Options will vest and become exercisable as follows: one-third on 02/18/2020; one-third on 02/18/2021; and one-third on 02/18/2022.