SEC Form 4 · accession 0000106640-19-000024
WHIRLPOOL CORP /DE/ · WHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Nochowitz
Officer — Vice President and Controller
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2019 | M | 253 | — | A | 8,833 | D | |
| Common Stock | Feb 15, 2019 | F | 88 | $139.36 | D | 8,745 | D | |
| Common Stock | Feb 18, 2019 | M | 567 | $0.00 | A | 9,312 | D | |
| Common StockF3 | Feb 18, 2019 | F | 164 | $139.36 | D | 9,148 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 15, 2019 | M | 253 | D | — | — | Common | 253 | 0 | D |
| Restricted Stock UnitsF2 | — | Feb 18, 2019 | M | 567 | D | — | — | Common Stock | 567 | 0 | D |
| Restricted Stock UnitsF4 | — | Feb 18, 2019 | A | 1,656 | A | — | — | Common Stock | 1,656 | 1,656 | D |
Explanation of responses
- F1Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- F2Vesting of performance-based restricted stock unit award for the 2016-2018 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- F3As of 12/31/2018, the latest date for which information is reasonably available, there are 521.22 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan, which shares are included in this total.
- F4Each restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares: one-third on 3/1/2020; one-third on 3/1/2021; and one-third on 3/1/2022.