SEC Form 4 · accession 0000106640-19-000011
WHIRLPOOL CORP /DE/ · WHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary T Dicamillo
Director
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2019 | M | 600 | $61.75 | A | 6,541 | D | |
| Common Stock | Feb 1, 2019 | F | 279 | $133.01 | D | 6,262 | D | |
| Common Stock | Feb 1, 2019 | M | 2,845 | $36.15 | A | 9,107 | D | |
| Common Stock | Feb 1, 2019 | F | 774 | $133.01 | D | 8,333 | D | |
| CommonF3 | holding | — | — | — | 1,520 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $61.75 | Feb 1, 2019 | M | 600 | D | Apr 20, 2000 | Apr 20, 2019 | Common | 600 | 0 | D |
| Employee Stock Option (Right to Buy) | $36.15 | Feb 1, 2019 | M | 2,845 | D | Apr 21, 2010 | Apr 21, 2019 | Common | 2,845 | 0 | D |
Explanation of responses
- F1Exercise of 600 options awarded on 04/20/1999 at the option price of $61.75, turning in 279 shares of already-owned stock. All shares were currently exercisable and would have expired on 04/20/2019.
- F2Exercise of 2,845 options awarded on 04/21/2009 at the option price of $36.15, turning in 774 shares of already-owned stock. All shares were currently exercisable and would have expired on 04/21/2019.
- F3As of 12/31/18, the latest date for which information is reasonably available, there are 1,519.84 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.