SEC Form 4 · accession 0000106640-19-000009
WHIRLPOOL CORP /DE/ · WHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shengpo Wu
Officer — PRESIDENT, ASIA
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Feb 1, 2019 | M | 3,750 | $0.00 | A | 4,391 | D | |
| Common | Feb 1, 2019 | F | 1,397 | $132.99 | D | 2,994 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 1, 2019 | M | 3,750 | D | Feb 1, 2019 | — | Common | 3,750 | 3,750 | D |
Explanation of responses
- F1Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- F2Remaining restricted stock units will vest and convert one-for-one to shares on 02/01/2020.