SEC Form 4 · accession 0001259393-15-000002
EGAIN Corp · EGAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Smit
Officer — Chief Financial Officer
Period of report
May 22, 2015
Accepted (ET)
May 22, 2015 · 8:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001066194
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 22, 2015 | M | 17,500 | $0.64 | A | 168,197 | D | |
| Common StockF1,F3 | May 22, 2015 | S | 9,560 | $3.9049 | D | 158,637 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Plan (right to buy)F2 | $0.64 | May 22, 2015 | M | 17,500 | A | — | May 27, 2015 | Common Stock | 17,500 | 168,197 | D |
| Employee Stock Option Plan (right to right)F1,F3,F2 | $0.64 | May 22, 2015 | S | 9,560 | D | — | May 27, 2015 | Common Stock | 9,560 | 158,637 | D |
Explanation of responses
- F1Represents weighted average sale price. Actual sale prices ranged from $3.90 to $3.91.
- F2These options became fully exercisable on 1/1/2009.
- F3Reporting person undertakes to provide upon request by the Securities Exchange and Commission, the issuer, or a security holder of the issuer detailed information regarding the price and number of shares sold within the range indicated.