SEC Form 4 · accession 0001259393-15-000001
EGAIN Corp · EGAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Smit
Officer — Chief Financial Officer
Period of report
May 13, 2015
Accepted (ET)
May 14, 2015 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001066194
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2015 | M | 5,000 | $0.64 | A | 150,697 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Plan (right to buy)F1 | $0.64 | May 13, 2015 | M | 5,000 | A | — | May 27, 2015 | Common Stock | 5,000 | 150,697 | D |
Explanation of responses
- F1This option became exerciable as to 25% of the shares within one month of the grant date (5/27/2005) and vesting 1/36 monthly thereafter. The full vest date was 1/1/2009.