SEC Form 4 · accession 0001104659-19-010364
EGAIN Corp · EGAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brett A Shockley
Director
Period of report
Feb 22, 2019
Accepted (ET)
Feb 25, 2019 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001066194
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2019 | M | 7,000 | $2.50 | A | 7,000 | D | |
| Common StockF1 | Feb 22, 2019 | S | 7,000 | $11.799 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $2.50 | Feb 22, 2019 | M | 7,000 | D | — | Sep 19, 2027 | Common Stock | 62,291 | 44,267 | D |
Explanation of responses
- F1Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.71 to $11.90. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- F2The options, representing a right to purchase a total of 62,291 shares, became exercisable beginning on September 1, 2017 over four years at the rate of 1/48th of the total shares each month.