SEC Form 4 · accession 0001104659-19-010346
EGAIN Corp · EGAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phiroz P Darukhanavala
Director
Period of report
Feb 21, 2019
Accepted (ET)
Feb 25, 2019 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001066194
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2019 | M | 500 | $5.55 | A | 500 | D | |
| Common Stock | Feb 22, 2019 | M | 25,000 | $1.50 | A | 25,500 | D | |
| Common StockF3 | Feb 22, 2019 | S | 25,500 | $11.56 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to purcahse)F1 | $4.42 | Feb 21, 2019 | M | 500 | D | — | Nov 12, 2022 | Common Stock | 500 | 0 | D |
| Stock Option (right to purchase)F2 | $1.50 | Feb 21, 2019 | M | 25,000 | D | — | Feb 3, 2021 | Common Stock | 50,000 | 25,000 | D |
Explanation of responses
- F1This option vested 100% on November 12, 2013 (one year after date of grant).
- F2This option vested 100% on February 3, 2015 (four years after date of grant).
- F3Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $11.85. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.