SEC Form 4/A · accession 0001104659-17-063163
EGAIN Corp · EGAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Todd Woodstra
Officer — Senior VP, Global Sales
Period of report
Sep 1, 2017
Accepted (ET)
Oct 20, 2017 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001066194
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1,F2 | $1.75 | Sep 1, 2017 | A | 80,000 | A | — | Sep 1, 2027 | Common Stock | 80,000 | 80,000 | D |
Explanation of responses
- F1The options vest over four years as follows: 25% of the shares vest on September 1, 2018, and 1/48th of the shares vest each month thereafter for the remaining three years
- F2The Form 4, as originally filed, incorrectly reported the vesting of these options to be 25% of the shares on grant date (9/1/2017) and vesting 1/48th monthly thereafter. The Form 4, as amended by this Form 4/A, to correct the vesting of these options to be 25% of the shares vest on September 1, 2018, and 1/36th of the shares vest each month thereafter for the remaining three years.