SEC Form 4 · accession 0001225208-16-029553
HANDY & HARMAN LTD. · HNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F McCabe Jr.
Officer — Senior Vice President and CFO · Other
Period of report
Mar 9, 2016
Accepted (ET)
Mar 9, 2016 · 5:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106618
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Mar 9, 2016 | A | 3,448 | $0.00 | A | 42,715 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares granted on March 9, 2016 to the Reporting Person under the Issuer's 2007 Incentive Stock Plan, as amended. The restricted shares vest over three years at 33%, 33% and 34%.
- F2The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock.