SEC Form 4 · accession 0001225208-15-008218
HANDY & HARMAN LTD. · HNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack L Howard
Director · Other
Period of report
Mar 17, 2015
Accepted (ET)
Mar 18, 2015 · 6:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106618
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Mar 17, 2015 | A | 18,305 | $0.00 | A | 216,305 | D | |
| Common Stock, par value $0.01 per shareF2,F3 | holding | — | — | — | 57,642 | I | By EMH Howard, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares granted on March 17, 2015 to the Reporting Person under the Issuer's 2007 Incentive Stock Plan, as amended, pursuant to a Restricted Shares Agreement. Under the terms of the Restricted Shares Agreement, the restricted shares vest on the earlier of one year from the date of grant or upon the Reporting Person ending his service as a director of the Issuer, subject to the terms thereof.
- F2The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock.
- F3Shares owned directly by EMH Howard, LLC ("EMH"), and owned indirectly by the Reporting Person by virtue of his position as the managing member of EMH. The Reporting Person disclaims beneficial ownership of the shares owned by EMH except to the extent of his pecuniary interest therein.