SEC Form 5 · accession 0001225208-15-003749
HANDY & HARMAN LTD. · HNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack L Howard
Director · Other
Period of report
Dec 31, 2014
Accepted (ET)
Feb 12, 2015 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106618
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Dec 23, 2014 | G | 3,000 | $0.00 | D | 198,000 | D | |
| Common Stock, par value $0.01 per shareF1,F2 | holding | — | — | — | 57,642 | I | By EMH Howard, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock.
- F2Shares owned directly by EMH Howard, LLC ("EMH"), and owned indirectly by the Reporting Person by virtue of his position as the managing member of EMH. The Reporting Person disclaims beneficial ownership of the shares owned by EMH except to the extent of his pecuniary interest therein.