SEC Form 4 · accession 0001127602-17-019077
JANUS CAPITAL GROUP INC · JNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Richard Fredericks
Director
Period of report
May 19, 2017
Accepted (ET)
May 22, 2017 · 8:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065865
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - RSUF1,F2 | May 19, 2017 | A | 567 | $0.00 | A | 73,892 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units acquired pursuant to a dividend reinvestment feature under the Director Deferred Fee Plan.
- F2Restricted stock units are payable in common stock upon the reporting person's termination of service as a Director. Each restricted stock unit represents one share of common stock upon distribution.