SEC Form 4 · accession 0001127602-16-051410
JANUS CAPITAL GROUP INC · JNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer J McPeek
Officer — EVP, Chief Financial Officer
Period of report
May 4, 2016
Accepted (ET)
May 6, 2016 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065865
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 4, 2016 | S | 5,000 | $14.18 | D | 146,700 | D | |
| Common Stock | holding | — | — | — | 725 | I | Held in ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale made in accordance with a 10b5-1 plan previously adopted by the reporting person.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.09 to $14.39.