SEC Form 4 · accession 0001127602-15-016398
JANUS CAPITAL GROUP INC · JNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah R Gatzek
Director
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 7:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065865
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - RSUF1,F2 | May 1, 2015 | A | 5,507 | $0.00 | A | 85,406 | D | |
| Common Stock | holding | — | — | — | 11,257 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Granted pursuant to the issuer's annual retainer award of restricted stock to non-employee directors. Pursuant to the reporting person's deferral election under the Directors Deferred Fee Plan, restricted stock units have been granted and are subject to a 3-year vesting schedule.
- F2Restricted stock units are payable in common stock upon the reporting person's termination of service as a director. Each restricted stock unit represents one share of common stock upon distribution.