SEC Form 4 · accession 0001127602-15-004242
JANUS CAPITAL GROUP INC · JNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce L Koepfgen
Officer — President
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 9:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065865
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2015 | A | 28,090 | $0.00 | A | 244,999 | D | |
| Common Stock | Jan 30, 2015 | A | 56,180 | $0.00 | A | 301,179 | D | |
| Common Stock | holding | — | — | — | 285 | I | Held by ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $8.57 | holding | — | — | — | Feb 1, 2016 | Feb 1, 2019 | Common Stock | 151,515 | 151,515 | D |
| Stock Options (Right to Buy) | $9.77 | holding | — | — | — | Feb 1, 2017 | Feb 1, 2020 | Common Stock | 45,455 | 45,455 | D |