SEC Form 4 · accession 0001104659-16-129596
LIME ENERGY CO. · LIME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard P Kiphart
Director · 10% Owner
Period of report
Jun 23, 2016
Accepted (ET)
Jun 27, 2016 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065860
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 23, 2016 | A | 4,566 | — | A | 4,112,923 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F12,283 these shares vest immediately and the remaining 2,283 vest on 6/23/2017.
- F2Granted pursuant to the 2010 Non-Employee Directors Stock Plan for committee service.
Remarks
Exhibit List Exhibit 24 - Power of Attorney.