SEC Form 4/A · accession 0001104659-15-060541
LIME ENERGY CO. · LIME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard P Kiphart
Director · 10% Owner
Period of report
Jul 2, 2014
Accepted (ET)
Aug 18, 2015 · 9:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065860
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 2, 2014 | A | 4,807 | — | A | 1,540,790 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Half of these shares vest immediately and half will vest on the date of the Company's 2015 annual meeting.
- F2Granted pursuant to the 2010 Non-Employee Directors Stock Plan for Board committee service.
Remarks
The purpose of this Amendment is to file as an exhibit the applicable power of attorney. None of the information in the original filing was changed. Exhibit List Exhibit 24 - Power of Attorney.