SEC Form 4 · accession 0001065860-15-000026
LIME ENERGY CO. · LIME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory T Barnum
Director
Period of report
Dec 3, 2012
Accepted (ET)
Aug 17, 2015 · 3:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065860
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1,F2 | $3.64 | Dec 3, 2012 | A | 14,286 | A | Jun 3, 2013 | Dec 3, 2022 | Common Stock | 14,286 | 14,286 | D |
Explanation of responses
- F1This Form 4 is being filed to disclose the options granted to the reporting person on December 3, 2012, which were inadvertently not reported previously due to an administrative error.
- F2This option was initially granted covering 100,000 shares. The share number and per share price disclosed in this Form 4 give effect to the one-for-seven reverse stock split of the Issuer's common stock that was effected on October 10, 2013.