SEC Form 4/A · accession 0001019687-15-002338
LIME ENERGY CO. · LIME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
BISON CAPITAL PARTNERS IV, L.P.
Director · 10% Owner
Andreas Hildebrand
Director · 10% Owner
Bison Capital Partners IV GP, L.P.
Director · 10% Owner
Period of report
Jan 15, 2015
Accepted (ET)
Jun 9, 2015 · 2:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065860
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 15, 2015 | A | 570 | $0.00 | A | 9,694 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person holds these securities for the benefit of Bison Capital Asset Management, LLC, and disclaims beneficial ownership in such securities except to the extent of his pecuniary interest therein. Bison Capital Partners IV, L.P. and its general partner, Bison Capital Partners IV GP, L.P., each 10% owners, directors by deputization and joint filers, may also be deemed to have a pecuniary interest in such securities as a result of certain provisions in the limited partnership agreement. Bison Capital Partners IV, L.P. and Bison Capital Partners IV GP, L.P. each disclaims beneficial ownership except to the extent of its pecuniary interest therein.
Remarks
Amended to add Bison Capital Partners IV, L.P. and Bison Capital Partners IV GP, L.P. as joint filers. Item is being re-reported to gain access to filing system.