SEC Form 4 · accession 0001214659-18-007585
LKQ CORP · LKQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victor M Casini
Officer — Senior VP and General Counsel
Period of report
Dec 6, 2018
Accepted (ET)
Dec 7, 2018 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065696
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2018 | M | 40,000 | $5.9775 | A | 254,518 | D | |
| Common Stock | Dec 6, 2018 | F | 22,822 | $26.1064 | D | 231,696 | D | |
| Common Stock | holding | — | — | — | 132,166 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)(01/09/2009 grant)F2 | $5.9775 | Dec 6, 2018 | M | 40,000 | D | — | Jan 9, 2019 | Common Stock | 40,000 | 0 | D |
Explanation of responses
- F1This transaction represents shares withheld by the issuer to pay the tax withholding amount and the exercise price required upon the exercise of the stock options.
- F2The option is exercisable with respect to 10% of the number of shares subject to the option on each six month anniversary of the grant.