SEC Form 4 · accession 0001214659-18-000264
LKQ CORP · LKQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew J McKay
Officer — SVP of Human Resources
Period of report
Jan 4, 2018
Accepted (ET)
Jan 8, 2018 · 3:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065696
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2018 | M | 800 | $9.5675 | A | 29,352 | D | |
| Common Stock | Jan 4, 2018 | M | 2,400 | $5.9775 | A | 31,752 | D | |
| Common Stock | Jan 4, 2018 | F | 1,530 | $42.0294 | D | 30,222 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)(01/11/2008 grant)F2 | $9.5675 | Jan 4, 2018 | M | 800 | D | — | Jan 11, 2018 | Common Stock | 800 | 0 | D |
| Employee Stock Option (right to buy)(01/09/2009 grant)F2 | $5.9775 | Jan 4, 2018 | M | 2,400 | D | — | Jan 9, 2019 | Common Stock | 2,400 | 0 | D |
Explanation of responses
- F1This transaction represents shares withheld by the issuer to pay the tax withholding amount and the exercise price required upon the exercise of the stock options.
- F2The option is exercisable with respect to 10% of the number of shares subject to the option on each six month anniversary of the grant.