SEC Form 4 · accession 0001214659-17-003919
LKQ CORP · LKQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Justin L Jude
Officer — SVP Ops -- Wholesale Parts
Period of report
Jun 6, 2017
Accepted (ET)
Jun 8, 2017 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065696
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 6, 2017 | M | 30,000 | $5.9775 | A | 96,285 | D | |
| Common Stock | Jun 6, 2017 | F | 15,405 | $31.9079 | D | 80,880 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) (01/09/2009 grant)F2 | $5.9775 | Jun 6, 2017 | M | 30,000 | D | — | Jan 9, 2019 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1This transaction represents shares withheld by the issuer to pay the tax withholding amount and the exercise price required upon exercise of the stock options.
- F2The option is exercisable with respect to 10% of the number of shares subject to the option on each six month anniversary of the grant date.