SEC Form 4 · accession 0001214659-17-003830
LKQ CORP · LKQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Justin L Jude
Officer — SVP Ops -- Wholesale Parts
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 12:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065696
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2017 | M | 20,000 | $9.5675 | A | 86,285 | D | |
| Common StockF1 | Jun 1, 2017 | S | 20,000 | $32.0107 | D | 66,285 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) (01/11/2008 grant)F2 | $9.5675 | Jun 1, 2017 | M | 20,000 | D | — | Jan 11, 2018 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1The price reflects the weighted average sale price of the transaction reported. The price range of such transactions was $32.00 to $32.05. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- F2The option is exercisable with respect to 10% of the number of shares subject to the option on each six month anniversary of the grant date.