SEC Form 4 · accession 0001214659-17-000115
LKQ CORP · LKQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victor M Casini
Officer — Senior VP and General Counsel
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 2:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065696
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2017 | M | 60,000 | $5.0288 | A | 226,350 | D | |
| Common Stock | Jan 3, 2017 | F | 18,928 | $30.9779 | D | 207,422 | D | |
| Common Stock | holding | — | — | — | 207,766 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)(01/12/2007 grant)F2 | $5.0288 | Jan 3, 2017 | M | 60,000 | D | — | Jan 12, 2017 | Common Stock | 60,000 | 0 | D |
Explanation of responses
- F1This transaction represents shares withheld by the issuer to pay the tax withholding amount and the exercise price required upon the exercise of the stock options.
- F2The option is exercisable with respect to 10% of the number of shares subject to the option on each six month anniversary of the grant.