SEC Form 4 · accession 0001214659-16-013854
LKQ CORP · LKQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Clinton Allen
Director
Period of report
Sep 23, 2016
Accepted (ET)
Sep 28, 2016 · 9:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065696
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2016 | G | 750 | $0.00 | D | 198,956 | D | |
| Common Stock | Jun 28, 2016 | G | 550 | $0.00 | D | 198,406 | D | |
| Common Stock | Aug 1, 2016 | G | 750 | $0.00 | D | 197,656 | D | |
| Common Stock | Aug 2, 2016 | G | 750 | $0.00 | D | 196,906 | D | |
| Common Stock | Aug 18, 2016 | G | 360 | $0.00 | D | 196,546 | D | |
| Common Stock | Sep 23, 2016 | M | 80,000 | $5.3775 | A | 276,546 | D | |
| Common Stock | holding | — | — | — | 39,300 | I | By wife | |
| Common StockF1 | holding | — | — | — | 11,000 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) (10/02/2006 grant) | $5.3775 | Sep 23, 2016 | M | 80,000 | D | Apr 2, 2007 | Oct 2, 2016 | Common Stock | 80,000 | 0 | D |
Explanation of responses
- F1The number of shares includes 3,000 shares that were previously reported as being directly acquired and owned by the reporting person.