SEC Form 4 · accession 0001214659-16-013486
LKQ CORP · LKQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph M Holsten
Director
Period of report
Aug 26, 2016
Accepted (ET)
Aug 30, 2016 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065696
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 26, 2016 | M | 16,000 | $9.9825 | A | 280,447 | D | |
| Common Stock | Aug 26, 2016 | S | 16,000 | $36.00 | D | 264,447 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) (01/8/2010 grant)F2 | $9.9825 | Aug 26, 2016 | M | 16,000 | D | — | Jan 8, 2020 | Common Stock | 16,000 | 0 | D |
Explanation of responses
- F1The sale reported on this Form 4 was affected pursuant to a 10b5-1 plan.
- F2The option is exercisable with respect to 10% of the number of shares subject to the option on each six month anniversary of the grant.