SEC Form 4 · accession 0001214659-15-000369
LKQ CORP · LKQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter P Hanley
Officer — Senior VP of Development
Period of report
Jan 14, 2015
Accepted (ET)
Jan 16, 2015 · 3:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065696
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 14, 2015 | F | 8,445 | $26.2175 | D | 203,808 | D | |
| Common StockF3 | Jan 15, 2015 | S | 18,159 | $25.8445 | D | 185,649 | D | |
| Common Stock | Jan 15, 2015 | M | 8,000 | $9.9825 | A | 193,649 | D | |
| Common Stock | Jan 15, 2015 | F | 4,864 | $25.855 | D | 188,785 | D | |
| Common StockF5 | Jan 16, 2015 | S | 3,136 | $25.2009 | D | 185,649 | D | |
| Common Stock | holding | — | — | — | 40,117 | I | By Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)(01/08/2010 grant)F6 | $9.9825 | Jan 15, 2015 | M | 8,000 | D | — | Jan 8, 2020 | Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.
- F2The sale reported on this Form 4 was affected pursuant to a 10b5-1 plan.
- F3The price reflects the weighted average sale price of the transactions reported. The price range of such transactions was $25.64 to $26.01. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- F4This transaction represents shares withheld by the issuer to pay the tax withholding amount and the exercise price required upon exercise of the stock options.
- F5The price reflects the weighted average sale price of the transactions reported. The price range of such transactions was $25.19 to $25.21. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- F6The option is exercisable with respect to 10% of the number of shares subject to the option on each six-month anniversary of the grant date.