SEC Form 4 · accession 0001014108-18-000147
NIC INC · EGOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ross C Hartley
Director
Period of report
Jun 6, 2018
Accepted (ET)
Jun 8, 2018 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 6, 2018 | D | 6,430 | $0.00 | D | 4,683 | D | |
| Common StockF2 | holding | — | — | — | 1,021,416 | I | See |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Upon the retirement of Mr. Hartley as a director of NIC Inc., effective June 6, 2018, and pursuant to the provisions of the Amended and Restated Restricted Stock Agreement and of the NIC Inc. 2014 Amended and Restated Stock Compensation Plan, the restricted stock award granted May 1, 2018 to Mr. Hartley has been forfeited.
- F2Shares held by Ross C. Hartley Family Investments, LLC, in which the Reporting Person's spouse holds a majority of the voting interest.