SEC Form 5 · accession 0001014108-18-000011
NIC INC · EGOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ross C Hartley
Director
Period of report
Dec 31, 2017
Accepted (ET)
Jan 30, 2018 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2017 | G | 59,848 | $0.00 | D | 4,683 | D | |
| Common StockF2 | holding | — | — | — | 1,021,416 | I | See |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by Ross C. Hartley Revocable Trust were gifted to Hartley Family Philanthropy Fund.
- F2Shares held by Ross C. Hartley Investments, LLC, in which the reporting person's spouse holds a majority of the voting interest.