SEC Form 4 · accession 0001014108-17-000080
NIC INC · EGOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ross C Hartley
Director
Period of report
May 2, 2017
Accepted (ET)
May 3, 2017 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 2, 2017 | A | 4,683 | $0.00 | A | 64,531 | D | |
| Common StockF2,F3 | holding | — | — | — | 1,021,416 | I | See |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock award which will vest on May 1, 2018.
- F2The total holdings have been adjusted by 11,658 shares which were inadvertently reported as owned by the revocable trust.
- F3Shares held by Ross C. Hartley Family Investments, LLC, in which the Reporting Person's spouse holds a majority of the voting interest.