SEC Form 4 · accession 0001014108-17-000003
NIC INC · EGOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ross C Hartley
Director
Period of report
Jan 5, 2017
Accepted (ET)
Jan 9, 2017 · 3:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 5, 2017 | S | 100 | $24.125 | D | 1,164,632 | I | See |
| Common StockF2 | Jan 5, 2017 | S | 12,100 | $24.15 | D | 1,152,532 | I | See |
| Common StockF2 | Jan 5, 2017 | S | 100 | $24.175 | D | 1,152,432 | I | See |
| Common StockF2 | Jan 5, 2017 | S | 7,600 | $24.20 | D | 1,144,832 | I | See |
| Common StockF2 | Jan 5, 2017 | S | 3,500 | $24.25 | D | 1,141,332 | I | See |
| Common StockF2 | Jan 5, 2017 | S | 3,849 | $24.30 | D | 1,137,483 | I | See |
| Common StockF2 | Jan 5, 2017 | S | 1,000 | $24.325 | D | 1,136,483 | I | See |
| Common StockF2 | Jan 5, 2017 | S | 1,638 | $24.35 | D | 1,134,845 | I | See |
| Common StockF2 | Jan 5, 2017 | S | 5,400 | $24.40 | D | 1,129,445 | I | See |
| Common StockF2 | Jan 5, 2017 | S | 7,587 | $24.45 | D | 1,121,858 | I | See |
| Common StockF2 | Jan 5, 2017 | S | 900 | $24.475 | D | 1,120,958 | I | See |
| Common StockF2 | Jan 5, 2017 | S | 15,033 | $24.50 | D | 1,105,925 | I | See |
| Common StockF2 | Jan 5, 2017 | S | 4,467 | $24.525 | D | 1,101,458 | I | See |
| Common StockF2 | Jan 5, 2017 | S | 10,783 | $24.55 | D | 1,090,675 | I | See |
| Common StockF2 | Jan 5, 2017 | S | 4,900 | $24.575 | D | 1,085,775 | I | See |
| Common StockF2 | Jan 5, 2017 | S | 4,517 | $24.60 | D | 1,081,258 | I | See |
| Common StockF2 | Jan 5, 2017 | S | 1,700 | $24.65 | D | 1,079,558 | I | See |
| Common Stock | holding | — | — | — | 71,506 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All of the sale transactions reported on this form are program transactions under a Rule 10b5-1 plan. The Reporting Person intends to sell a total of 250,000 shares under his 10b5-1 plan.
- F2Shares held by Ross C. Hartley Family Investments, LLC, in which the Reporting Person's spouse holds a majority of the voting interest.