SEC Form 4/A · accession 0001014108-16-000336
NIC INC · EGOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William F Bradley Jr.
Officer — Exec VP,CAO,Gen Counsel & Secy
Period of report
Dec 31, 2015
Accepted (ET)
Jan 6, 2016 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F11 | Dec 31, 2015 | F | 4,265 | $19.68 | D | 481,364 | D | |
| Common Stock | Dec 31, 2015 | F | 756 | $19.68 | D | 480,608 | D | |
| Common Stock | Dec 31, 2015 | F | 1,807 | $19.68 | D | 478,801 | D | |
| Common Stock | Dec 31, 2015 | F | 1,152 | $19.68 | D | 477,649 | D | |
| Common Stock | Dec 31, 2015 | D | 15,766 | $0.00 | D | 461,883 | D | |
| Common Stock | Dec 31, 2015 | D | 17,885 | $0.00 | D | 443,998 | D | |
| Common Stock | Dec 31, 2015 | D | 4,729 | $0.00 | D | 439,269 | D | |
| Common Stock | Dec 31, 2015 | D | 540 | $0.00 | D | 438,729 | D | |
| Common StockF11 | holding | — | — | — | 250,000 | I | By trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares surrendered to NIC Inc. by Reporting Person to satisfy tax withholding obligations on vesting of restricted shares granted February 23, 2015.
- F10Forfeiture of shares from previously reported service-based restricted stock award granted on February 23, 2015.
- F11On December 11, 2015, the Reporting Person transferred 250,000 shares from the William F. Bradley, Jr. Trust, dated April 15, 2004, to the William F. Bradley, Jr. Charitable Remainder Unitrust. The Reporting Person is the sole trustee and the sole non-charitable beneficiary of the charitable remainder trust.
- F2This form is being amended to report the forfeiture of shares from previously reported service-based and performance-based awards.
- F3The total shares held by the Reporting Person have been increased by 146 shares to correct errors in tax withholding obligations previously reported.
- F4Represents shares surrendered to NIC Inc. by Reporting Person to satisfy tax withholding obligations on vesting of restricted shares granted February 24, 2014.
- F5Represents shares surrendered to NIC Inc. by Reporting Person to satisfy tax withholding obligations on vesting of restricted shares granted February 5, 2013.
- F6Represents shares surrendered to NIC Inc. by Reporting Person to satisfy tax withholding obligations on vesting of restricted shares granted January 30, 2012.
- F7Forfeiture of shares from previously reported performance-based restricted stock award granted on February 24, 2014.
- F8Forfeiture of shares from previously reported performance-based restricted stock award granted on February 23, 2015.
- F9Forfeiture of shares from previously reported service-based restricted stock award granted on February 24, 2014.