SEC Form 4 · accession 0001014108-15-000035
NIC INC · EGOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry Herington
Officer — Chairman of the Board and CEO · Director
Period of report
Feb 23, 2015
Accepted (ET)
Feb 24, 2015 · 5:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 23, 2015 | A | 33,629 | $0.00 | A | 1,127,049 | D | |
| Common StockF2 | Feb 23, 2015 | A | 56,050 | $0.00 | A | 1,183,099 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Service-based restricted stock award which vests in four annual installments beginning on February 23, 2016.
- F2This total includes 27,758 shares held for the benefit of the Reporting Person's two children.
- F3Performance-based restricted stock award which will vest on February 23, 2018, based upon satisfaction of certain performance metrics achieved during a performance period beginning on January 1, 2015 and ending on December 31, 2017.