SEC Form 4 · accession 0001014108-15-000012
NIC INC · EGOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Harry Herington
Officer — Chairman of the Board and CEO · Director
Period of report
Jan 30, 2015
Accepted (ET)
Feb 2, 2015 · 3:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F4 | Jan 30, 2015 | D | 31,599 | $0.00 | D | 1,112,487 | D | |
| Common Stock | Jan 30, 2015 | J | 1,883 | $0.00 | A | 1,114,370 | D | |
| Common Stock | Jan 30, 2015 | F | 17,207 | $16.42 | D | 1,097,163 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Forfeiture of shares from previously reported performance-based restricted stock award granted on January 30, 2012.
- F2This total includes 27,758 shares held for the benefit of the Reporting Person's two children.
- F3This total held by the Reporting Person has been increased by 2 shares to correct a rounding error.
- F4This total includes an additional 885 shares acquired pursuant to the NIC Inc. Employee Stock Purchase Plan since the last filing of a beneficial ownership report by the Reporting Person.
- F5Additional shares awarded to Reporting Person from stock dividends on earned performance-based restricted stock award granted on January 30, 2012. These shares vest immediately.
- F6Represents shares surrendered to NIC Inc. by the Reporting Person to satisfy tax withholding obligations on vesting of performance-based and service-based restricted shares.