SEC Form 4 · accession 0000950138-19-000092
NIC INC · EGOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry Herington
Officer — Chair of Board & CEO · Director
Period of report
Feb 21, 2019
Accepted (ET)
Feb 25, 2019 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 21, 2019 | A | 43,427 | $0.00 | A | 1,070,841 | D | |
| Common Stock | Feb 21, 2019 | A | 72,380 | $0.00 | A | 1,143,221 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Service-based restricted stock award which vests in four annual installments beginning on February 21, 2020 and each anniversary thereafter.
- F2This total includes an additional 1,237 shares acquired pursuant to the NIC Inc. Employee Stock Purchase Plan since the last filing of a beneficial ownership report by the Reporting Person.
- F3Performance-based restricted stock award which will vest on February 21, 2022, based upon satisfaction of certain performance metrics achieved during a performance period beginning on January 1, 2019 and ending on December 31, 2021.