SEC Form 4 · accession 0001190725-17-000149
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard N Barton
Director
Period of report
Jun 27, 2017
Accepted (ET)
Jun 28, 2017 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 27, 2017 | M | 1,000 | $15.3271 | A | 8,012 | D | |
| Common StockF1 | Jun 27, 2017 | S | 1,000 | $156.62 | D | 7,012 | D | |
| Common StockF1 | Jun 28, 2017 | M | 622 | $15.3271 | A | 7,634 | D | |
| Common StockF1 | Jun 28, 2017 | S | 622 | $152.00 | D | 7,012 | D | |
| Common StockF1 | Jun 28, 2017 | M | 378 | $15.6657 | A | 7,390 | D | |
| Common StockF1 | Jun 28, 2017 | S | 378 | $152.00 | D | 7,012 | D | |
| Common StockF2 | holding | — | — | — | 20,000 | I | By Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $15.3271 | Jun 27, 2017 | M | 1,000 | D | Jun 1, 2010 | Jun 1, 2020 | Common Stock | 1,000 | 622 | D |
| Non-Qualified Stock Option (right to buy)F1 | $15.3271 | Jun 28, 2017 | M | 622 | D | Jun 1, 2010 | Jun 1, 2020 | Common Stock | 622 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $15.6657 | Jun 28, 2017 | M | 378 | D | Jul 1, 2010 | Jul 1, 2020 | Common Stock | 378 | 2,814 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
- F2As trustee of the Barton Family Foundation