SEC Form 4 · accession 0001190725-17-000050
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard N Barton
Director
Period of report
Feb 15, 2017
Accepted (ET)
Feb 16, 2017 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2017 | M | 1,000 | $11.4414 | A | 8,012 | D | |
| Common StockF1 | Feb 15, 2017 | S | 1,000 | $140.72 | D | 7,012 | D | |
| Common StockF1 | Feb 16, 2017 | M | 613 | $11.6229 | A | 7,625 | D | |
| Common StockF1 | Feb 16, 2017 | S | 613 | $142.42 | D | 7,012 | D | |
| Common StockF1 | Feb 16, 2017 | M | 387 | $11.4414 | A | 7,399 | D | |
| Common StockF1 | Feb 16, 2017 | S | 387 | $142.42 | D | 7,012 | D | |
| Common StockF2 | holding | — | — | — | 20,000 | I | By Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $11.4414 | Feb 15, 2017 | M | 1,000 | D | Nov 1, 2011 | Nov 1, 2021 | Common Stock | 1,000 | 387 | D |
| Non-Qualified Stock Option (right to buy)F1 | $11.4414 | Feb 16, 2017 | M | 387 | D | Nov 1, 2011 | Nov 1, 2021 | Common Stock | 387 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $11.6229 | Feb 16, 2017 | M | 613 | D | May 1, 2012 | May 1, 2022 | Common Stock | 613 | 3,692 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
- F2As trustee of the Barton Family Foundation