SEC Form 4 · accession 0001190725-17-000001
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard N Barton
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 3, 2017 | M | 1,400 | $11.0986 | A | 8,412 | D | |
| Common StockF1 | Jan 3, 2017 | S | 1,400 | $125.6301 | D | 7,012 | D | |
| Common StockF1 | Jan 3, 2017 | M | 700 | $11.0986 | A | 7,712 | D | |
| Common StockF1 | Jan 3, 2017 | S | 700 | $125.5343 | D | 7,012 | D | |
| Common StockF1 | Jan 3, 2017 | M | 119 | $11.0986 | A | 7,131 | D | |
| Common StockF1 | Jan 3, 2017 | S | 119 | $126.1286 | D | 7,012 | D | |
| Common StockF1 | Jan 3, 2017 | M | 581 | $11.4414 | A | 7,593 | D | |
| Common StockF1 | Jan 3, 2017 | S | 581 | $126.1286 | D | 7,012 | D | |
| Common StockF2 | holding | — | — | — | 20,000 | I | By Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $11.0986 | Jan 3, 2017 | M | 1,400 | D | Nov 1, 2012 | Nov 1, 2022 | Common Stock | 1,400 | 819 | D |
| Non-Qualified Stock Option (right to buy)F1 | $11.0986 | Jan 3, 2017 | M | 700 | D | Nov 1, 2012 | Nov 1, 2022 | Common Stock | 700 | 119 | D |
| Non-Qualified Stock Option (right to buy)F1 | $11.0986 | Jan 3, 2017 | M | 119 | D | Nov 1, 2012 | Nov 1, 2022 | Common Stock | 119 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $11.4414 | Jan 3, 2017 | M | 581 | D | Nov 1, 2011 | Nov 1, 2021 | Common Stock | 581 | 3,787 | D |
| Non-Qualified Stock Option (right to buy) | $127.49 | Jan 3, 2017 | A | 490 | A | Jan 3, 2017 | Jan 3, 2027 | Common Stock | 490 | 490 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
- F2As trustee of the Barton Family Foundation