SEC Form 4 · accession 0001190725-16-000557
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard N Barton
Director
Period of report
Nov 17, 2016
Accepted (ET)
Nov 18, 2016 · 7:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 17, 2016 | M | 1,400 | $10.7143 | A | 8,412 | D | |
| Common StockF1 | Nov 17, 2016 | S | 1,400 | $115.13 | D | 7,012 | D | |
| Common StockF1 | Nov 18, 2016 | M | 1,295 | $10.8586 | A | 8,307 | D | |
| Common StockF1 | Nov 18, 2016 | S | 1,295 | $115.48 | D | 7,012 | D | |
| Common StockF1 | Nov 18, 2016 | M | 105 | $10.7143 | A | 7,117 | D | |
| Common StockF1 | Nov 18, 2016 | S | 105 | $115.48 | D | 7,012 | D | |
| Common StockF2 | holding | — | — | — | 20,000 | I | By Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $10.7143 | Nov 17, 2016 | M | 1,400 | D | Apr 1, 2010 | Apr 1, 2020 | Common Stock | 1,400 | 105 | D |
| Non-Qualified Stock Option (right to buy)F1 | $10.7143 | Nov 18, 2016 | M | 105 | D | Apr 1, 2010 | Apr 1, 2020 | Common Stock | 105 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $10.8586 | Nov 18, 2016 | M | 1,295 | D | Dec 3, 2012 | Dec 3, 2022 | Common Stock | 1,295 | 3,311 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
- F2As trustee of the Barton Family Foundation