SEC Form 4 · accession 0001190725-16-000539
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard N Barton
Director
Period of report
Nov 1, 2016
Accepted (ET)
Nov 3, 2016 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 1, 2016 | M | 1,400 | $10.7143 | A | 8,412 | D | |
| Common StockF1 | Nov 1, 2016 | S | 1,400 | $124.98 | D | 7,012 | D | |
| Common StockF1 | Nov 2, 2016 | M | 1,400 | $10.7143 | A | 8,412 | D | |
| Common StockF1 | Nov 2, 2016 | S | 1,400 | $122.83 | D | 7,012 | D | |
| Common StockF2 | holding | — | — | — | 20,000 | I | By Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $10.7143 | Nov 1, 2016 | M | 1,400 | D | Apr 1, 2010 | Apr 1, 2020 | Common Stock | 1,400 | 2,905 | D |
| Non-Qualified Stock Option (right to buy)F1 | $10.7143 | Nov 2, 2016 | M | 1,400 | D | Apr 1, 2010 | Apr 1, 2020 | Common Stock | 1,400 | 1,505 | D |
| Non-Qualified Stock Option (right to buy) | $123.30 | Nov 1, 2016 | A | 507 | A | Nov 1, 2016 | Nov 1, 2026 | Common Stock | 507 | 507 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
- F2As trustee of the Barton Family Foundation