SEC Form 4 · accession 0001190725-16-000538
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy M Haley
Director
Period of report
Oct 31, 2016
Accepted (ET)
Nov 2, 2016 · 8:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2016 | M | 9,576 | $4.1743 | A | 9,576 | D | |
| Common StockF1 | Oct 31, 2016 | M | 10,325 | $3.8714 | A | 19,901 | D | |
| Common StockF1,F2 | Oct 31, 2016 | S | 10,610 | $126.555 | D | 9,291 | D | |
| Common StockF1 | Oct 31, 2016 | M | 3,827 | $3.6271 | A | 13,118 | D | |
| Common StockF1,F3 | Oct 31, 2016 | S | 13,118 | $125.8025 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $3.6271 | Oct 31, 2016 | M | 3,827 | D | Feb 1, 2008 | Feb 1, 2018 | Common Stock | 3,827 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $3.8714 | Oct 31, 2016 | M | 10,325 | D | Jul 1, 2008 | Jul 1, 2018 | Common Stock | 10,325 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $4.1743 | Oct 31, 2016 | M | 9,576 | D | Aug 1, 2008 | Aug 1, 2018 | Common Stock | 9,576 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $123.30 | Nov 1, 2016 | A | 507 | A | Nov 1, 2016 | Nov 1, 2026 | Common Stock | 507 | 507 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
- F2This transaction was executed in multiple trades at prices ranging from $126.3100 to $126.8000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $125.3100 to $126.2950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.